First Citizens Bank Wealth Associates in Charlotte, NC

Alan Gray
Financial Consultant, VP
6501 Carnegie Boulevard
Charlotte NC 28211
Areas Served
Charlotte and the surrounding areas
Focus Areas
Risk Management
Risk Tolerance
Retirement Planning
Insurance Planning
Financial Planning
Education
" State University of New York at Fredonia, Bachelor's in Finance Nova Southeastern University, Master's in Finance
Licenses & Registration
FINRA Series 7 - General Securities Representative Exam FINRA Series 66 - Uniform Combined State Law Exam Life Insurance License Long Term Care Insurance License
Alex Talley
Financial Consultant II
6808 Northlake Mall Drive
Charlotte NC 28216
Areas Served
Charlotte
Concord
Lake Norman
Focus Areas
Retirement Planning
Asset Allocation
Risk Tolerance
Financial Planning
Education & Certifications
Bachelors in Finance with Accounting Concentration, University of North Carolina at Charlotte
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam FINRA Series 63 - Uniform Securities Agent State Law Exam FINRA Series 65 - Uniform Investment Adviser Law Exam Life Insurance License
Allen Lockwood
Wealth Consultant, SVP & ASST SEC
Mobile Phone(704) 650-8412
128 Tryon Street
Charlotte NC 28202
Areas Served
Charlotte
Concord
Huntersville and Cornelius
Focus Areas
Estate Planning
Retirement Planning
Asset Allocation
Investment Planning
Business Succession Planning
Education & Certifications
B.S. in Business Management from Appalachian State University Certified Financial Planner (CFP®) Chartered Financial Consultant (ChFC®)
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam FINRA Series 24 – General Securities Principal Exam FINRA Series 63 - Uniform Securities Agent State Law Exam FINRA Series 65 - Uniform Investment Adviser Law Exam
Bobby Maloney
VP & ASST SEC, Private Banker
Mobile Phone(704) 910-9344
128 South Tryon Street
Charlotte NC 28202
Areas Served
Charlotte, NC
SC
Focus Areas
Cash Flow Planning
Customized Lending
Debt Management
Personal Banking Solutions
Education
Appalachian State University - Business Management
Licenses & Registration
FINRA Series 7 - General Securities Representative Exam FINRA Series 66 - Uniform Combined State Law Exam
Cindy McGinniss
Investment Specialist
128 S. Tryon St.
Ste 300
Charlotte NC 28202
Areas Served
All of US
Focus Areas
Retirement Planning
Asset Allocation
Risk Tolerance
Risk Management
Financial Planning
Education & Certifications
BS Business Administration, University of North Carolina at Greensboro
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam FINRA Series 63 - Uniform Securities Agent State Law Exam FINRA Series 65 - Uniform Investment Adviser Law Exam Life Insurance License
Craig Saurer
Investment Specialist
128 South Tryon Street
ste 300
Charlotte NC 28202
Areas Served
All of US
Registration & Licenses
FINRA Series 7 - General Securities Representative Exam FINRA Series 63 - Uniform Securities Agent State Law Exam FINRA Series 65 - Uniform Investment Adviser Law Exam FINRA Series 66 - Uniform Combined State Law Exam Life Insurance License
Education & Other Certificates
BS Aeronautical & Astronautical Engineering, The Ohio State University
David Hampton
Investment Specialist
128 South Tryon Street
suite 300
Charlotte NC 28202
Areas Served
All of US
Focus Areas
Retirement Planning
Tax Efficient Investing
Risk Management
Education & Certifications
Master of Arts in History from the University of North Carolina at Charlotte.
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam FINRA Series 63 - Uniform Securities Agent State Law Exam FINRA Series 65 - Uniform Investment Adviser Law Exam Life Insurance License Long Term Care Insurance License
Jason Vieira
Financial Consultant II, Investment Officer
4325 Randolph Road
Charlotte NC 28211
Areas Served
Charlotte, NC
Focus Areas
Retirement Planning
Asset Allocation
Risk Management
Financial Planning
Education & Certifications
Bridgewater State College, BA Communications
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam FINRA Series 66 - Uniform Combined State Law Exam Life Insurance License
John Millen
Premier Relationship Banker II Platform Sales
Mobile Phone(704) 724-4825
6501 Morrison Boulevard
Charlotte NC 28211
Areas Served
Charlotte Metro
Focus Areas
Customized Lending
Cash Flow Planning
Debt Management
Financial Planning Guidance
Education & Certifications
Bachelor of Arts in English, UNC Chapel Hill Graduate of the NC School of Banking
Justin Popham
Senior Portfolio Strategist, VP & ASST SEC
128 South Tryon Street
Charlotte NC 28202
Education & Certifications
Bachelor of the Arts, Oklahoma State University Certified Financial Planner (CFP®)
Nathan Wilcox
Senior Fiduciary Officer, VP & ASST SEC
128 S. Tryon St.
Charlotte NC 28202
Focus Areas
Estate Planning
Tax Planning
Wealth Transfer
Asset Management Review
Trust Administration
Cash Flow Planning
Financial Education for Heirs
Education & Certifications
Rhode Island College - BA Communications,Providence College - M.B.A. concentration in Finance,Certified Trust & Financial Advisor (CTFA)
Rankin Nimocks
Private Banker, SVP & ASST SEC
Mobile Phone(980) 275-9642
128 S Tryon Street
Charlotte NC 28202
Areas Served
Charlotte, North Carolina, South Carolina
Focus Areas
Personal Banking Solutions
Customized Lending
Cash Flow Planning
Debt Management
Education & Certifications
Appalachian State University, Marketing Major, CFP
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam, FINRA Series 63 - Uniform Securities Agent State Law Exam
Robert Ison Lane
Investment Specialist
128 South Tryon Street
Charlotte NC 28202
Areas Served
All of U.S.
Focus Areas
Asset Allocation
Tax Efficient Investing
Insurance Planning
Financial Planning
Education
Certified Financial Planner™ (CFP®) University of North Alabama, Bachelor of Business Administration and Economics Concentration
Licenses & Registration
FINRA Series 7 - General Securities Representative Exam FINRA Series 63 - Uniform Securities Agent State Law Exam; FINRA Series 65 - Uniform Investment Adviser Law Exam; Life Insurance License
Scott H. Angel
Wealth Consultant, SVP & ASST SEC
Mobile Phone(704) 619-0505
128 S TRYON Street
Charlotte NC 28202
Areas Served
Metro Charlotte North Carolina
Upstate SC
Focus Areas
Estate Planning
Retirement Planning
Investment Planning
Business Succession Planning
Tax Planning
Education & Certifications
University of North Carolina at Chapel Hill - BA Economics, Queens University of Charlotte - Certified Financial Planner Program, Certified Financial Planner designation (registered trademark)
Licenses & Registrations
FINRA Series 7 - General Securities Representative Exam, FINRA Series 66 - Uniform Combined State Law Exam
Stephanie H. Safrit
VP & ASST SEC, Senior Fiduciary Officer
128 S. Tryon Street
Suite 300
Charlotte NC 28202
Focus Areas
Estate Planning
Tax Planning
Wealth Transfer
Asset Management Review
Trust Administration
Cash Flow Planning
Financial Education for Heirs
Education
BA in English and History, Queens University of Charlotte MBA Queens University of Charlotte - McColl School of Business
Sue Stamp
Premier Relationship Banker I
Mobile Phone(704) 488-8752
5008 Forbes Drive
Charlotte NC 28277
Areas Served
Charlotte Metro Area
Matthews, NC
Focus Areas
Personal Banking Solutions
Customized Lending
Debt Management
Financial Planning Guidance
Education & Certifications
D'Youville College- Buffalo, NY BO/ASST. SECRETARY
Tyler Corey
Portfolio Strategist, VP
128 S Tryon St
Ste 300
Charlotte NC 28202
Education & Certifications
Accounting, Appalacian State University